Form 4 for MSTR Strategy Inc
Accepted 2024-02-14 00:00:00 ET · period of report 2024-02-12 · accession 0000950170-24-015220 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-14 | 2024-02-12 | MSTR | RICKERTSEN CARL J | Dir | S - Sale+OE | $697.34 | -12.0K | 5,636 | -68% | -$8.37M |
| DM | 2024-02-14 | 2024-02-12 | MSTR | RICKERTSEN CARL J | Dir | M - OptEx | $231.13 | +10.0K | 12.0K | +500% | +$2.31M |
| DM | 2024-02-14 | 2024-02-12 | MSTR | RICKERTSEN CARL J | Dir | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-12 | S | D | 1,599 | $696.69 | 2,266 | D | — | — | (F7) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $696.25 to $697.24, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2024-02-12 | S | D | 50 | $697.29 | 2,216 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-02-12 | S | D | 216 | $697.40 | 2,000 | D | — | — | (F8) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $696.92 to $697.67, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2024-02-12 | S | D | 2,000 | $716.34 | 0 | D | — | — | |
| 5 | Common | Class A Common Stock | 2024-02-12 | M | A | 1,250 | $129.57 | 3,250 | D | — | — | |
| 6 | Common | Class A Common Stock | 2024-02-12 | M | A | 2,500 | $132.91 | 5,750 | D | — | — | |
| 7 | Common | Class A Common Stock | 2024-02-12 | M | A | 2,500 | $124.48 | 8,250 | D | — | — | |
| 8 | Common | Class A Common Stock | 2024-02-12 | M | A | 2,500 | $470.00 | 10,750 | D | — | — | |
| 9 | Common | Class A Common Stock | 2024-02-12 | M | A | 1,250 | $264.69 | 12,000 | D | — | — | |
| 10 | Common | Class A Common Stock | 2024-02-12 | S | D | 1,555 | $691.26 | 10,445 | D | — | — | (F1) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $690.55 to $691.545, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 11 | Common | Class A Common Stock | 2024-02-12 | S | D | 1,044 | $696.38 | 3,865 | D | — | — | (F6) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $695.87 to $696.78, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 12 | Common | Class A Common Stock | 2024-02-12 | S | D | 437 | $695.45 | 4,909 | D | — | — | (F5) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $694.87 to $695.85, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 13 | Common | Class A Common Stock | 2024-02-12 | S | D | 290 | $694.02 | 5,346 | D | — | — | (F4) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $693.70 to $694.41, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 14 | Common | Class A Common Stock | 2024-02-12 | S | D | 3,758 | $692.00 | 6,687 | D | — | — | (F2) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $691.55 to $692.51, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 15 | Common | Class A Common Stock | 2024-02-12 | S | D | 1,051 | $692.91 | 5,636 | D | — | — | (F3) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $692.65 to $693.55, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 16 | Derivative | Director Stock Option (Right to buy) | 2024-02-12 | M | D | 1,250 | $0.00 | 3,750 | D | $264.69 · — to 2032-05-31 | 1,250 Class A Common Stock | (F10) See Exhibit A. (F14) The 1,250 shares exercised on February 12, 2023 pursuant to this option vested on May 31, 2023. Of the remaining 3,750 shares subject to this option, 1,250 shares are scheduled to vest on May 31, 2024, 1,250 shares are scheduled to vest on May 31, 2025, and 1,250 shares are scheduled to vest on May 31, 2026. |
| 17 | Derivative | Director Stock Option (Right to buy) | 2024-02-12 | M | D | 2,500 | $0.00 | 2,500 | D | $470.00 · — to 2031-05-31 | 2,500 Class A Common Stock | (F10) See Exhibit A. (F13) Of the 2,500 shares exercised on February 12, 2023 pursuant to this option, 1,250 shares vested on May 31, 2022 and 1,250 shares vested on May 31, 2023. Of the remaining 2,500 shares subject to this option, 1,250 shares are scheduled to vest on May 31, 2024 and 1,250 shares are scheduled to vest on May 31, 2025. |
| 18 | Derivative | Director Stock Option (Right to buy) | 2024-02-12 | M | D | 2,500 | $0.00 | 1,250 | D | $124.48 · — to 2030-05-31 | 2,500 Class A Common Stock | (F10) See Exhibit A. (F12) Of the 2,500 shares exercised on February 12, 2023 pursuant to this option, 1,250 shares vested on May 31, 2022 and 1,250 shares vested on May 31, 2023. The remaining 1,250 shares subject to this option are scheduled to vest on May 31, 2024. |
| 19 | Derivative | Director Stock Option (Right to buy) | 2024-02-12 | M | D | 2,500 | $0.00 | 0 | D | $132.91 · — to 2029-05-31 | 2,500 Class A Common Stock | (F10) See Exhibit A. (F11) Of the 2,500 shares exercised on February 12, 2023 pursuant to this option, 1,250 shares vested on May 31, 2022 and 1,250 shares vested on May 31, 2023. |
| 20 | Derivative | Director Stock Option (Right to buy) | 2024-02-12 | M | D | 1,250 | $0.00 | 0 | D | $129.57 · — to 2028-05-31 | 1,250 Class A Common Stock | (F10) See Exhibit A. (F9) The 1,250 shares exercised on February 12, 2023 pursuant to this option vested on May 31, 2022. |