Form 4 for CBT CABOT CORP
Accepted 2024-02-15 00:00:00 ET · period of report 2024-02-13 · accession 0000950170-24-015937 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-15 | 2024-02-13 | CBT | Zhu Jeff Ji | EVP | M - OptEx | $49.95 | +55.2K | 111.6K | +98% | +$2.76M |
| DM | 2024-02-15 | 2024-02-13 | CBT | Zhu Jeff Ji | EVP | S - Sale+OE | $79.91 | -55.2K | 97.2K | -36% | -$4.41M |
| DM | 2024-02-15 | 2024-02-13 | CBT | Zhu Jeff Ji | EVP | M - OptEx | $0.00 | -55.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-13 | M | A | 18,384 | $62.24 | 115,585 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-13 | M | A | 22,415 | $39.54 | 119,616 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-13 | S | D | 14,434 | $80.00 | 97,201 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-13 | S | D | 22,415 | $79.38 | 97,201 | D | — | — | (F1) The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $79.340 - $79.670, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2024-02-13 | M | A | 14,434 | $50.46 | 111,635 | D | — | — | |
| 6 | Common | Common Stock | 2024-02-13 | S | D | 18,384 | $80.50 | 97,201 | D | — | — | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2024-02-13 | M | D | 22,415 | $0.00 | 0 | D | $39.54 · — to 2025-11-11 | 22,415 Common Stock | (F2) 22,415 shares were subject to the option. The option vested over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2024-02-13 | M | D | 18,384 | $0.00 | 0 | D | $62.24 · — to 2027-11-09 | 18,384 Common Stock | (F4) 18,384 shares were subject to the option. The option vested over a three year period as follows: 30% on November 10, 2018, 30% on November 10, 2019 and 40% on November 10, 2020. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2024-02-13 | M | D | 14,434 | $0.00 | 0 | D | $50.46 · — to 2026-11-10 | 14,434 Common Stock | (F3) 20,620 shares were subject to the option. The option vested over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019. |