Form 4 for WMS ADVANCED DRAINAGE SYSTEMS, INC.
Accepted 2024-02-16 00:00:00 ET · period of report 2024-02-14 · accession 0000950170-24-016335 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-16 | 2024-02-14 | WMS | MAKOWSKI TIM A | See Remarks | M - OptEx | $26.87 | +8,271 | 14.5K | +132% | +$222.2K |
| D | 2024-02-16 | 2024-02-14 | WMS | MAKOWSKI TIM A | See Remarks | S - Sale+OE | $161.69 | -8,271 | 6,248 | -57% | -$1.34M |
| DM | 2024-02-16 | 2024-02-14 | WMS | MAKOWSKI TIM A | See Remarks | M - OptEx | $0.00 | -8,271 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-14 | M | A | 2,802 | $25.75 | 9,050 | D | — | — | (F1) Includes 101 shares of common stock acqued under the Advanced Drainage Systems, Inc.'s Employee Stock Purchase Plan, exempt under Rule 16b-3(c). |
| 2 | Common | Common Stock | 2024-02-14 | M | A | 5,469 | $27.44 | 14,519 | D | — | — | (F1) Includes 101 shares of common stock acqued under the Advanced Drainage Systems, Inc.'s Employee Stock Purchase Plan, exempt under Rule 16b-3(c). |
| 3 | Common | Common Stock | 2024-02-14 | S | D | 8,271 | $161.69 | 6,248 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.37 to $162.02, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. (F1) Includes 101 shares of common stock acqued under the Advanced Drainage Systems, Inc.'s Employee Stock Purchase Plan, exempt under Rule 16b-3(c). |
| 4 | Derivative | Option to Purchase Common Stock | 2024-02-14 | M | D | 2,802 | $0.00 | 0 | D | $25.75 · — to 2028-05-23 | 2,802 Common Stock | (F4) The options vested in three equal annual installments beginning on May 23, 2019. |
| 5 | Derivative | Option to Purchase Common Stock | 2024-02-14 | M | D | 5,469 | $0.00 | 0 | D | $27.44 · — to 2029-05-21 | 5,469 Common Stock | (F5) The options vested in three equal annual installments beginning on May 21, 2020. |