Form 4 for EQH Equitable Holdings, Inc.
Accepted 2024-02-16 00:00:00 ET · period of report 2021-08-13 · accession 0000950170-24-016503 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-16 | 2024-02-14 | EQH | Eckert William James IV | CAO | A - Grant | $0.00 | +5,328 | 23.5K | +29% | $0 | |
| 2024-02-16 | 2021-08-13 | EQH | Eckert William James IV | CAO | S - Sale | $32.27 | -2,162 | 18.2K | -11% | -$69.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-14 | A | A | 5,328 | $0.00 | 23,483.79 | D | — | — | (F4) Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2025. Vested shares will be delivered to the reporting person within 30 days following the vesting date. (F5) Total includes Restricted Stock Units. |
| 2 | Common | Common Stock | 2021-08-13 | S | D | 2,162 | $32.27 | 18,155.79 | D | — | — | (F1) This transaction is reported late due to an administrative oversight. (F2) This transaction was executed in multiple trades at prices ranging from $32.26 to $32.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) The number of shares reported includes Restricted Stock Units and is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transaction reported herein. |