Form 4 for MKTX MARKETAXESS HOLDINGS INC
Accepted 2024-02-16 00:00:00 ET · period of report 2024-02-15 · accession 0000950170-24-016510 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-16 | 2024-02-15 | MKTX | McPherson Kevin M | Chief Revenue Off | F - Tax | $216.21 | -378 | 72.1K | -0.5% | -$81.7K | |
| 2024-02-16 | 2024-02-16 | MKTX | McPherson Kevin M | Chief Revenue Off | S - Sale | $221.26 | -2,000 | 70.1K | -3% | -$442.5K | |
| 2024-02-16 | 2024-02-15 | MKTX | McPherson Kevin M | Chief Revenue Off | A - Grant | $0.00 | +3,653 | 72.5K | +5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.003 per share | 2024-02-15 | F | D | 378 | $216.21 | 72,092 | D | — | — | |
| 2 | Common | Common Stock, par value $0.003 per share | 2024-02-16 | S | D | 2,000 | $221.26 | 70,092 | D | — | — | (F3) The transactions were executed in multiple trades at prices ranging from $220.91 to $221.51. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. |
| 3 | Common | Common Stock, par value $0.003 per share | 2024-02-15 | A | A | 3,653 | $0.00 | 72,470 | D | — | — | (F1) Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2025, 33% on February 15, 2026, and 33% on February 15, 2027. |