Form 4 for BE Bloom Energy Corp
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0000950170-24-017398 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-20 | 2024-02-15 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | M - OptEx | $0.00 | +3,032 | 87.1K | +4% | $0 |
| D | 2024-02-20 | 2024-02-15 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | A - Grant | $0.00 | +1,850 | 84.0K | +2% | $0 |
| DM | 2024-02-20 | 2024-02-16 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | S - Sale+OE | $9.34 | -13.1K | 80.2K | -14% | -$122.5K |
| D | 2024-02-20 | 2024-02-15 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | M - OptEx | $0.00 | -3,032 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-15 | M | A | 3,032 | $0.00 | 87,066 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-02-15 | A | A | 1,850 | $0.00 | 84,034 | D | — | — | (F2) Includes an aggregate of 1,293 shares acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan on February 14, 2024. |
| 3 | Common | Class A Common Stock | 2024-02-16 | S | D | 6,248 | $9.36 | 73,946 | D | — | — | (F6) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.21 to $9.45. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class A Common Stock | 2024-02-16 | S | D | 6,872 | $9.32 | 80,194 | D | — | — | (F4) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.20 to $9.60. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 5 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 3,032 | $0.00 | 0 | D | — · — to — | 3,032 Class A Common Stock | (F8) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F9) The RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. |