Form 4 for HLIT HARMONIC INC.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0000950170-24-017518 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-20 | 2024-02-15 | HLIT | KRALL DAVID | Dir | M - OptEx | $0.00 | +10.4K | 153.5K | +7% | $0 |
| D | 2024-02-20 | 2024-02-15 | HLIT | KRALL DAVID | Dir | M - OptEx | $0.00 | -10.4K | 0 | -100% | $0 |
| D | 2024-02-20 | 2024-02-16 | HLIT | KRALL DAVID | Dir | A - Grant | $0.00 | +12.1K | 12.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-15 | M | A | 10,446 | $0.00 | 153,490 | D | — | — | (F1) These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023. |
| 2 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 10,446 | $0.00 | 0 | D | $0.00 · 2024-02-15 to 2024-02-15 | 10,446 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| 3 | Derivative | Restricted Stock Units | 2024-02-16 | A | A | 12,107 | $0.00 | 12,107 | D | $0.00 · 2025-02-15 to 2025-02-15 | 12,107 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. (F3) The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025. |