Form 4 for HLIT HARMONIC INC.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0000950170-24-017534 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-20 | 2024-02-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | +34.7K | 225.5K | +18% | $0 |
| D | 2024-02-20 | 2024-02-15 | HLIT | Haltmayer Neven | SVP, Video R, D | F - Tax | $13.67 | -18.9K | 206.6K | -8% | -$258.5K |
| DM | 2024-02-20 | 2024-02-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | -34.7K | 3,334 | -91% | $0 |
| D | 2024-02-20 | 2024-02-16 | HLIT | Haltmayer Neven | SVP, Video R, D | A - Grant | $0.00 | +70.2K | 70.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-15 | M | A | 34,710 | $0.00 | 225,472 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-15 | F | D | 18,913 | $13.67 | 206,559 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 20,195 | $0.00 | 40,390 | D | $0.00 · 2024-02-15 to 2026-02-15 | 20,195 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| 4 | Derivative | Restricted Stock Units | 2024-02-16 | A | A | 70,218 | $0.00 | 70,218 | D | $0.00 · 2025-02-15 to 2027-02-15 | 70,218 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. (F2) One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. |
| 5 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 7,450 | $0.00 | 0 | D | $0.00 · 2022-02-15 to 2024-02-15 | 7,450 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| 6 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 6,398 | $0.00 | 25,592 | D | $0.00 · 2023-02-15 to 2025-02-15 | 6,398 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| 7 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 667 | $0.00 | 3,334 | D | $0.00 · 2023-05-15 to 2025-05-15 | 667 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |