Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0000950170-24-018056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-21 | 2024-02-16 | GNW | Hodges Mark Blakeley | EVP, CRO | M - OptEx | — | +38.4K | 46.0K | +500% | — |
| DM | 2024-02-21 | 2024-02-16 | GNW | Hodges Mark Blakeley | EVP, CRO | F - Tax | $6.19 | -12.4K | 41.1K | -23% | -$76.9K |
| DM | 2024-02-21 | 2024-02-16 | GNW | Hodges Mark Blakeley | EVP, CRO | M - OptEx | $0.00 | -38.4K | 16.5K | -70% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-16 | M | A | 21,891 | — | 37,044 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 2 | Common | Class A Common Stock | 2024-02-16 | F | D | 7,482 | $6.19 | 29,562 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024. |
| 3 | Common | Class A Common Stock | 2024-02-16 | M | A | 16,461 | — | 46,023 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 4 | Common | Class A Common Stock | 2024-02-16 | F | D | 4,948 | $6.19 | 41,075 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024. |
| 5 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 21,891 | $0.00 | 43,783 | D | — · — to — | 21,891 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024. |
| 6 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 16,461 | $0.00 | 16,461 | D | — · — to — | 16,461 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024. |