Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0000950170-24-018061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-21 | 2024-02-16 | GNW | Upton Jerome T | EVP, CFO | F - Tax | $6.19 | -15.2K | 242.2K | -6% | -$94.0K |
| DM | 2024-02-21 | 2024-02-16 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | — | +57.1K | 236.8K | +32% | — |
| DM | 2024-02-21 | 2024-02-16 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | $0.00 | -57.1K | 20.6K | -73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-16 | F | D | 9,706 | $6.19 | 227,124 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024. |
| 2 | Common | Class A Common Stock | 2024-02-16 | F | D | 5,474 | $6.19 | 242,226 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024. |
| 3 | Common | Class A Common Stock | 2024-02-16 | M | A | 20,576 | — | 247,700 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 4 | Common | Class A Common Stock | 2024-02-16 | M | A | 36,485 | — | 236,830 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 5 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 36,485 | $0.00 | 72,972 | D | — · — to — | 36,485 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024. |
| 6 | Derivative | Restricted Stock Units | 2024-02-16 | M | D | 20,576 | $0.00 | 20,576 | D | — · — to — | 20,576 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024. |