Form 4 for ALTI AlTi Global, Inc.
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-15 · accession 0000950170-24-018293 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-21 | 2024-02-15 | ALTI | Connell Brooke | Pres, US Wealth Mmgt | M - OptEx | $0.00 | +38.4K | 174.2K | +28% | $0 |
| D | 2024-02-21 | 2024-02-15 | ALTI | Connell Brooke | Pres, US Wealth Mmgt | F - Tax | $5.65 | -18.4K | 155.8K | -11% | -$104.0K |
| D | 2024-02-21 | 2024-02-15 | ALTI | Connell Brooke | Pres, US Wealth Mmgt | M - OptEx | $0.00 | -38.4K | 76.8K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-15 | M | A | 38,379.02 | $0.00 | 174,182.02 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2024-02-15 | F | D | 18,410.48 | $5.65 | 155,771.54 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 38,379.02 | $0.00 | 76,758.05 | D | — · — to — | 38,379.02 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. (F3) The restricted stock units vest in three equal annual installments beginning February 15, 2024. |