Form 4 for PNW Pinnacle West Capital
Accepted 2024-02-22 00:00:00 ET · period of report 2024-02-20 · accession 0000950170-24-019067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-22 | 2024-02-20 | PNW | Esparza Jose Luis Jr | SVP Public Policy APS | D - Sale to Iss | $69.10 | -64 | 828 | -7% | -$4,422 |
| DM | 2024-02-22 | 2024-02-20 | PNW | Esparza Jose Luis Jr | SVP Public Policy APS | F - Tax | $69.10 | -248 | 715 | -26% | -$17.1K |
| DM | 2024-02-22 | 2024-02-20 | PNW | Esparza Jose Luis Jr | SVP Public Policy APS | M - OptEx | — | +807 | 845 | +2,124% | — |
| DM | 2024-02-22 | 2024-02-20 | PNW | Esparza Jose Luis Jr | SVP Public Policy APS | M - OptEx | — | -807 | 1,060 | -43% | — |
| D | 2024-02-22 | 2024-02-20 | PNW | Esparza Jose Luis Jr | SVP Public Policy APS | A - Grant | — | +1,740 | 1,740 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-20 | D | D | 47 | $69.10 | 625 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-20 | F | D | 135 | $69.10 | 490 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-20 | D | D | 17 | $69.10 | 828 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-20 | F | D | 113 | $69.10 | 715 | D | — | — | |
| 5 | Common | Common Stock | 2024-02-20 | M | A | 452 | — | 672 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. |
| 6 | Common | Common Stock | 2024-02-20 | M | A | 355 | — | 845 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. |
| 7 | Derivative | Restricted Stock Units | 2024-02-20 | M | D | 452 | — | 897 | D | — · — to — | 452 Common Stock | (F4) The number of derivative securities in Column 5 includes 47 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock. (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. (F6) Includes 87 Restricted Stock Units received in connection with the settlement of dividend equivalent rights. (F5) The Restricted Stock Units award was granted and was effective in January 2022, and vests in four equal, annual installments beginning on February 20, 2023. |
| 8 | Derivative | Restricted Stock Units | 2024-02-20 | A | A | 1,740 | — | 1,740 | D | — · — to — | 1,740 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. (F10) The Restricted Stock Units award was granted and was effective in February 2024, and vests in four equal, annual installments beginning on February 20, 2025. |
| 9 | Derivative | Restricted Stock Units | 2024-02-20 | M | D | 355 | — | 1,060 | D | — · — to — | 355 Common Stock | (F7) The number of derivative securities in Column 5 includes 17 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock. (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. (F9) Includes 46 Restricted Stock Units received in connection with the settlement of dividend equivalent rights. (F8) The Restricted Stock Units award was granted and was effective in February 2023, and vests in four equal, annual installments beginning on February 20, 2024. |