Form 4 for MC Moelis & Co
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0000950170-24-019595 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-23 | 2024-02-21 | MC | Pilcher Ciafone Katherine | COO | M - OptEx | — | +8,466 | 8,466 | New | — |
| D | 2024-02-23 | 2024-02-21 | MC | Pilcher Ciafone Katherine | COO | F - Tax | $52.60 | -1.95 | 8,464 | -0.0% | -$102.57 |
| D | 2024-02-23 | 2024-02-21 | MC | Pilcher Ciafone Katherine | COO | S - Sale+OE | $52.60 | -4,798 | 3,666 | -57% | -$252.4K |
| DM | 2024-02-23 | 2024-02-21 | MC | Pilcher Ciafone Katherine | COO | M - OptEx | $0.00 | -8,466 | 7,395 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-21 | M | A | 8,465.95 | — | 8,465.95 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2024-02-21 | F | D | 1.95 | $52.60 | 8,464 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-02-21 | S | D | 4,798 | $52.60 | 3,666 | D | — | — | (F2) Class A Common Stock sold by Ms. Pilcher Ciafone in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. |
| 4 | Derivative | 2020 Incentive Restricted Stock Units | 2024-02-21 | M | D | 1,367.11 | $0.00 | 2,736.70 | D | — · — to — | 1,367.11 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 5 | Derivative | 2019 Incentive Restricted Stock Units | 2024-02-21 | M | D | 2,656.09 | $0.00 | 2,656.09 | D | — · — to — | 2,656.09 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 6 | Derivative | 2021 Incentive Restricted Stock Units | 2024-02-21 | M | D | 1,299.57 | $0.00 | 3,898.70 | D | — · — to — | 1,299.57 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 7 | Derivative | 2018 Incentive Restricted Stock Units | 2024-02-21 | M | D | 1,295.29 | $0.00 | 0 | D | — · — to — | 1,295.29 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 8 | Derivative | 2022 Incentive Restricted Stock Units | 2024-02-21 | M | D | 1,847.90 | $0.00 | 7,394.77 | D | — · — to — | 1,847.90 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |