Form 4 for MC Moelis & Co
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0000950170-24-019597 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-23 | 2024-02-21 | MC | WATANABE OSAMU R. | GC, Sec | M - OptEx | — | +13.6K | 13.7K | +10,348% | — |
| DM | 2024-02-23 | 2024-02-21+ | MC | WATANABE OSAMU R. | GC, Sec | S - Sale+OE | $53.37 | -13.6K | 6,000 | -69% | -$723.4K |
| D | 2024-02-23 | 2024-02-21 | MC | WATANABE OSAMU R. | GC, Sec | F - Tax | $52.60 | -1.93 | 13.7K | -0.0% | -$101.52 |
| DM | 2024-02-23 | 2024-02-21 | MC | WATANABE OSAMU R. | GC, Sec | M - OptEx | $0.00 | -13.6K | 4,113 | -77% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-21 | M | A | 13,555.93 | — | 13,686.93 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs) |
| 2 | Common | Class A Common Stock | 2024-02-23 | S | D | 5,869 | $54.38 | 131 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-02-21 | S | D | 7,685 | $52.60 | 6,000 | D | — | — | (F2) Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. |
| 4 | Common | Class A Common Stock | 2024-02-21 | F | D | 1.93 | $52.60 | 13,685 | D | — | — | |
| 5 | Derivative | 2022 Incentive Restricted Stock Units | 2024-02-21 | M | D | 1,847.90 | $0.00 | 7,394.77 | D | — · — to — | 1,847.90 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 6 | Derivative | 2021 Incentive Restricted Stock Units | 2024-02-21 | M | D | 1,938.22 | $0.00 | 5,818 | D | — · — to — | 1,938.22 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 7 | Derivative | 2018 Incentive Restricted Stock Units | 2024-02-21 | M | D | 3,465.20 | $0.00 | 0 | D | — · — to — | 3,465.20 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 8 | Derivative | 2019 Incentive Restricted Stock Units | 2024-02-21 | M | D | 4,248.35 | $0.00 | 4,248.35 | D | — · — to — | 4,248.35 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 9 | Derivative | 2020 Incentive Restricted Stock Units | 2024-02-21 | M | D | 2,056.26 | $0.00 | 4,112.51 | D | — · — to — | 2,056.26 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |