Form 4 for MC Moelis & Co
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0000950170-24-019605 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-23 | 2024-02-21 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +40.6K | 213.7K | +23% | — |
| D | 2024-02-23 | 2024-02-21 | MC | Cantor Eric | Vice COB, MD, Dir | S - Sale+OE | $52.60 | -17.9K | 195.9K | -8% | -$939.3K |
| D | 2024-02-23 | 2024-02-21 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $52.60 | -3.31 | 213.7K | -0.0% | -$174.11 |
| DM | 2024-02-23 | 2024-02-21 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -40.6K | 32.4K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-21 | M | A | 40,618.31 | — | 213,723.31 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2024-02-21 | S | D | 17,857 | $52.60 | 195,863 | D | — | — | (F2) Class A Common Stock sold by Mr. Cantor in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. |
| 3 | Common | Class A Common Stock | 2024-02-21 | F | D | 3.31 | $52.60 | 213,720 | D | — | — | |
| 4 | Derivative | 2019 Incentive Restricted Stock Units | 2024-02-21 | M | D | 9,912.82 | $0.00 | 9,914.21 | D | — · — to — | 9,912.82 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 5 | Derivative | 2020 Incentive Restricted Stock Units | 2024-02-21 | M | D | 6,839.26 | $0.00 | 13,678.52 | D | — · — to — | 6,839.26 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 6 | Derivative | 2018 Incentive Restricted Stock Units | 2024-02-21 | M | D | 11,008.42 | $0.00 | 0 | D | — · — to — | 11,008.42 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 7 | Derivative | 2021 Incentive Restricted Stock Units | 2024-02-21 | M | D | 6,448.87 | $0.00 | 19,346.62 | D | — · — to — | 6,448.87 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |
| 8 | Derivative | 2022 Incentive Restricted Stock Units | 2024-02-21 | M | D | 6,408.93 | $0.00 | 32,351.47 | D | — · — to — | 6,408.93 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 21, 2024. |