Form 4/A for WFC Wells Fargo
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-05 · accession 0000950170-24-019673 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2024-02-23 | 2024-02-05 | WFC | Williams Ather III | Sr. EVP | F - Tax | $48.70 | -26.9K | 177.3K | -13% | -$1.31M |
| DMA | 2024-02-23 | 2024-02-05 | WFC | Williams Ather III | Sr. EVP | M - OptEx | $0.00 | +52.7K | 174.2K | +43% | $0 |
| DMA | 2024-02-23 | 2024-02-05 | WFC | Williams Ather III | Sr. EVP | M - OptEx | $0.00 | -52.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $1 2/3 Par Value | 2024-02-05 | F | D | 6,682.12 | $48.70 | 169,047.31 | D | — | — | |
| 2 | Common | Common Stock, $1 2/3 Par Value | 2024-02-05 | M | A | 16,883.65 | $0.00 | 185,930.96 | D | — | — | (F3) Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 24, 2023. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). |
| 3 | Common | Common Stock, $1 2/3 Par Value | 2024-02-05 | M | A | 13,126.04 | $0.00 | 175,729.43 | D | — | — | (F2) Number of shares represents a RSR vesting on February 5, 2024. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). |
| 4 | Common | Common Stock, $1 2/3 Par Value | 2024-02-05 | F | D | 11,574.77 | $48.70 | 162,603.39 | D | — | — | |
| 5 | Common | Common Stock, $1 2/3 Par Value | 2024-02-05 | M | A | 22,724.16 | $0.00 | 174,178.16 | D | — | — | (F1) Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2024. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). |
| 6 | Common | Common Stock, $1 2/3 Par Value | 2024-02-05 | F | D | 8,597.81 | $48.70 | 177,333.15 | D | — | — | (F4) Due to technical issues, the transactional rows in the initial Form 4 filed on February 7, 2024 were in the incorrect order. This amendment is filed to correct the order of the transactions occurring on February 5, 2024, and reflect the reporting person's correct direct ownership of 177,333.15 following the transactions occurring on such date. |
| 7 | Derivative | Restricted Share Right | 2024-02-05 | M | D | 13,126.04 | $0.00 | 13,126.04 | D | — · — to — | 13,126.04 Common Stock, $1 2/3 Par Value | (F5) Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. (F7) These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. |
| 8 | Derivative | Restricted Share Right | 2024-02-05 | M | D | 16,883.65 | $0.00 | 33,766.27 | D | — · — to — | 16,883.65 Common Stock, $1 2/3 Par Value | (F5) Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. (F8) These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. |
| 9 | Derivative | Restricted Share Right | 2024-02-05 | M | D | 22,724.16 | $0.00 | 0 | D | — · — to — | 22,724.16 Common Stock, $1 2/3 Par Value | (F5) Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. (F6) These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. |