Form 4 for CLSK CLEANSPARK, INC.
Accepted 2024-02-27 00:00:00 ET · period of report 2024-02-23 · accession 0000950170-24-021321 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-27 | 2024-02-23+ | CLSK | Schultz S. Matthew | Executive COB, Dir | F - Tax | $18.39 | -237.6K | 3.14M | -7% | -$4.37M |
| DM | 2024-02-27 | 2024-02-23+ | CLSK | Schultz S. Matthew | Executive COB, Dir | M - OptEx | $0.00 | +540.0K | 3.26M | +20% | $0 |
| D | 2024-02-27 | 2024-02-27 | CLSK | Schultz S. Matthew | Executive COB, Dir | S - Sale+OE | $20.95 | -322.4K | 2.70M | -11% | -$6.75M |
| DM | 2024-02-27 | 2024-02-23+ | CLSK | Schultz S. Matthew | Executive COB, Dir | M - OptEx | $0.00 | -540.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-26 | F | D | 118,800 | $20.35 | 3,021,168 | D | — | — | (F3) Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units. |
| 2 | Common | Common Stock | 2024-02-23 | M | A | 270,000 | $0.00 | 2,988,768 | D | — | — | (F1) Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 300% of the Issuer's stock price on the grant date. |
| 3 | Common | Common Stock | 2024-02-27 | S | D | 322,400 | $20.95 | 2,698,768 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.30 to $21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2024-02-26 | M | A | 270,000 | $0.00 | 3,258,768 | D | — | — | (F2) Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 400% of the Issuer's stock price on the grant date. |
| 5 | Common | Common Stock | 2024-02-23 | F | D | 118,800 | $16.43 | 3,139,968 | D | — | — | (F3) Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units. |
| 6 | Derivative | Restricted Stock Unit | 2024-02-23 | M | D | 270,000 | $0.00 | 270,000 | D | — · — to 2033-09-29 | 270,000 Common Stock | (F1) Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 300% of the Issuer's stock price on the grant date. |
| 7 | Derivative | Restricted Stock Unit | 2024-02-26 | M | D | 270,000 | $0.00 | 0 | D | — · — to 2033-09-29 | 270,000 Common Stock | (F2) Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 400% of the Issuer's stock price on the grant date. |