Form 4 for CLSK CLEANSPARK, INC.
Accepted 2024-02-27 00:00:00 ET · period of report 2024-02-23 · accession 0000950170-24-021325 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-27 | 2024-02-23+ | CLSK | Bradford Zachary | CEO, Pres, Dir | M - OptEx | $0.00 | +600.0K | 3.88M | +18% | $0 |
| DM | 2024-02-27 | 2024-02-23+ | CLSK | Bradford Zachary | CEO, Pres, Dir | F - Tax | $18.39 | -236.1K | 3.64M | -6% | -$4.34M |
| D | 2024-02-27 | 2024-02-27 | CLSK | Bradford Zachary | CEO, Pres, Dir | S - Sale+OE | $21.00 | -363.9K | 3.28M | -10% | -$7.64M |
| DM | 2024-02-27 | 2024-02-23+ | CLSK | Bradford Zachary | CEO, Pres, Dir | M - OptEx | $0.00 | -600.0K | 300.0K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-23 | M | A | 300,000 | $0.00 | 3,575,856 | D | — | — | (F1) Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 300% of the Issuer's stock price on the grant date. |
| 2 | Common | Common Stock | 2024-02-26 | M | A | 300,000 | $0.00 | 3,875,856 | D | — | — | (F2) Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 400% of the Issuer's stock price on the grant date. |
| 3 | Common | Common Stock | 2024-02-23 | F | D | 118,050 | $16.43 | 3,757,806 | D | — | — | (F3) Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units. |
| 4 | Common | Common Stock | 2024-02-26 | F | D | 118,050 | $20.35 | 3,639,756 | D | — | — | (F3) Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units. |
| 5 | Common | Common Stock | 2024-02-27 | S | D | 363,900 | $21.00 | 3,275,856 | D | — | — | |
| 6 | Derivative | Restricted Stock Unit | 2024-02-26 | M | D | 300,000 | $0.00 | 0 | D | — · — to 2033-09-29 | 300,000 Common Stock | (F2) Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 400% of the Issuer's stock price on the grant date. |
| 7 | Derivative | Restricted Stock Unit | 2024-02-23 | M | D | 300,000 | $0.00 | 300,000 | D | — · — to 2033-09-29 | 300,000 Common Stock | (F1) Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 300% of the Issuer's stock price on the grant date. |