Form 4 for ALTI AlTi Global, Inc.
Accepted 2024-02-28 00:00:00 ET · period of report 2023-06-07 · accession 0000950170-24-022230 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-28 | 2023-06-07 | ALTI | Smith Craig Lindsay | See remarks, Dir | A - Grant | — | +54.4K | 67.4K | +419% | — |
| D | 2024-02-28 | 2023-06-07 | ALTI | Smith Craig Lindsay | See remarks, Dir | D - Sale to Iss | — | -217.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-07 | A | A | 54,387 | — | 67,362.28 | D | — | — | (F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 217,548 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 54,387 shares of Class A Common Stock. (F3) The beneficial ownership total disclosed reflects the Reporting Person's ownership through the reporting date, including the shares of ALTI Class A Common Stock received (net the shares withheld for tax purposes) through the vesting transaction previously reported on February 21, 2024. |
| 2 | Derivative | Warrant | 2023-06-07 | D | D | 217,548 | — | 0 | D | — · — to — | 217,548 Class A Common Stock | (F1) On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 217,548 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 54,387 shares of Class A Common Stock. (F2) The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation. |