Form 4 for SPOK Spok Holdings, Inc
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-29 · accession 0000950170-24-023815 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-01 | 2024-02-29 | SPOK | Rice Calvin | CFO, CAO | F - Tax | $16.92 | -1,857 | 14.5K | -11% | -$31.4K |
| D | 2024-03-01 | 2024-02-29 | SPOK | Rice Calvin | CFO, CAO | M - OptEx | $16.92 | +4,384 | 16.3K | +37% | +$74.2K |
| D | 2024-03-01 | 2024-02-29 | SPOK | Rice Calvin | CFO, CAO | F - Tax | $0.00 | -108 | 61.2K | -0.2% | $0 |
| D | 2024-03-01 | 2024-02-29 | SPOK | Rice Calvin | CFO, CAO | M - OptEx | $0.00 | -4,384 | 61.3K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-29 | F | D | 1,857 | $16.92 | 14,492 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-29 | M | A | 4,384 | $16.92 | 16,349 | D | — | — | (F1) On January 4, 2021, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs. |
| 3 | Derivative | Restricted Stock Unit | 2024-02-29 | F | D | 108 | $0.00 | 61,229 | D | — · — to — | 108 Common Stock | (F3) On February 29, 2024, 108 shares were forfeited due to performance criteria of the 2021 LTIP not being met. |
| 4 | Derivative | Restricted Stock Unit | 2024-02-29 | M | D | 4,384 | $0.00 | 61,337 | D | — · — to — | 4,384 Common Stock | (F2) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F1) On January 4, 2021, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2021 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2023. On February 29, 2024, shares were issued upon vesting of the RSUs. |