Form 4 for EQH Equitable Holdings, Inc.
Accepted 2024-03-01 00:00:00 ET · period of report 2024-02-28 · accession 0000950170-24-024071 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MT | 2024-03-01 | 2024-02-28 | EQH | HURD JEFFREY J | COO | F - Tax | $34.18 | -24.6K | 160.8K | -13% | -$842.0K |
| T | 2024-03-01 | 2024-02-29 | EQH | HURD JEFFREY J | COO | S - Sale | $34.28 | -9,969 | 160.6K | -6% | -$341.7K |
| T | 2024-03-01 | 2024-02-28 | EQH | HURD JEFFREY J | COO | A - Grant | $0.00 | +19.9K | 180.8K | +12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-28 | F | D | 10,173 | $34.18 | 170,591.15 | D | — | — | (F4) Shares withheld to cover taxes upon vesting of Performance Shares. (F2) Total includes Restricted Stock Units. |
| 2 | Common | Common Stock | 2024-02-29 | S | D | 9,969 | $34.28 | 160,622.15 | D | — | — | (F5) The sale reported exercised on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2023. (F6) This transaction was executed in multiple trades at prices ranging from $34.1000 to $34.4400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Total includes Restricted Stock Units. |
| 3 | Common | Common Stock | 2024-02-28 | A | A | 19,926 | $0.00 | 180,764.15 | D | — | — | (F3) Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023. (F2) Total includes Restricted Stock Units. |
| 4 | Common | Common Stock | 2024-02-28 | F | D | 14,462 | $34.18 | 160,838.15 | D | — | — | (F1) Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants. (F2) Total includes Restricted Stock Units. |