Form 4 for ASYS AMTECH SYSTEMS INC
Accepted 2024-03-04 00:00:00 ET · period of report 2024-02-29 · accession 0000950170-24-024996 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-04 | 2024-03-01 | ASYS | DAIGLE ROBERT C | COB, CEO, Dir | F - Tax | $4.83 | -2,603 | 105.5K | -2% | -$12.6K |
| D | 2024-03-04 | 2024-03-01 | ASYS | DAIGLE ROBERT C | COB, CEO, Dir | M - OptEx | $0.00 | +7,854 | 108.1K | +8% | $0 |
| D | 2024-03-04 | 2024-03-01 | ASYS | DAIGLE ROBERT C | COB, CEO, Dir | M - OptEx | $0.00 | -7,854 | 0 | -100% | $0 |
| D | 2024-03-04 | 2024-02-29 | ASYS | DAIGLE ROBERT C | COB, CEO, Dir | A - Grant | $6.00 | +400.0K | 400.0K | New | +$2.40M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Amtech Systems, Inc. $0.01 par value common stock | 2024-03-01 | F | D | 2,603 | $4.83 | 105,453 | D | — | — | (F1) Amtech Systems, Inc. has withheld the number of whole shares necessary to satisfy the minimum statutory tax withholding obligations. The value of the vested shares (and the taxable income) is calcualted based on the closing price on the vesting date. |
| 2 | Common | Amtech Systems, Inc. $0.01 par value common stock | 2024-03-01 | M | A | 7,854 | $0.00 | 108,056 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 7,854 | $0.00 | 0 | D | $0.00 · 2024-03-01 to — | 7,854 Amtech Systems, Inc. $0.01 par value common stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc. (F3) The restricted stock units were granted on March 1, 2023, with full vesting to occur on the first anniversary of the grant date. |
| 4 | Derivative | Amtech Systems, Inc. Employee Stock Option | 2024-02-29 | A | A | 400,000 | $6.00 | 400,000 | D | $6.00 · 2024-08-08 to 2029-03-01 | 400,000 Amtech Systems, Inc. $0.01 par value common stock | (F4) The option price represents a premium of approximately 25% to the closing price of the Company's common stock on February 29, 2024, the date of grant. (F5) The option vests in one-third increments commencing on August 8, 2024, February 8, 2025, and August 8, 2025. |