Form 4 for APVO Aptevo Therapeutics Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-02 · accession 0000950170-24-025878 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-02+ | APVO | White Marvin L | Pres, CEO, Dir | M - OptEx | — | +22.5K | 67.4K | +50% | — |
| DM | 2024-03-05 | 2024-03-02+ | APVO | White Marvin L | Pres, CEO, Dir | M - OptEx | $0.00 | -22.5K | 25.8K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-02 | M | A | 12,917 | — | 57,846 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
| 2 | Common | Common Stock | 2024-03-03 | M | A | 9,584 | — | 67,430 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2024-03-03 | M | D | 9,584 | $0.00 | 9,584 | D | — · — to — | 9,584 Common Stock | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. (F3) On June 7, 2022, the reporting person was granted 28,750 RSUs, vesting in three approximately equal annual installments beginning on March 3, 2023. |
| 4 | Derivative | Restricted Stock Unit | 2024-03-02 | M | D | 12,917 | $0.00 | 25,833 | D | — · — to — | 12,917 Common Stock | (F1) Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. (F2) On March 3, 2023, the reporting person was granted 38,750 RSUs, vesting in three approximately equal annual installments beginning on March 2, 2024. |