Form 4 for NKTX Nkarta, Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0000950170-24-026001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | NKTX | Brandenberger Ralph | Chief Technical Off | S - Sale+OE | $12.51 | -8,367 | 80.0K | -9% | -$104.7K |
| DM | 2024-03-05 | 2024-03-01 | NKTX | Brandenberger Ralph | Chief Technical Off | M - OptEx | $3.89 | +6,763 | 88.3K | +8% | +$26.3K |
| DM | 2024-03-05 | 2024-03-01 | NKTX | Brandenberger Ralph | Chief Technical Off | M - OptEx | $0.00 | -6,763 | 25.6K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | S | D | 8,367 | $12.51 | 79,972 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $12.50 to $12.58. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2024-03-01 | M | A | 3,808 | $3.89 | 85,384 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-01 | M | A | 2,955 | $3.89 | 88,339 | D | — | — | |
| 4 | Derivative | Stock Option (right to buy) | 2024-03-01 | M | D | 3,808 | $0.00 | 22,445 | D | $3.89 · — to 2029-09-05 | 3,808 Common Stock | (F3) The options exercised were fully vested. |
| 5 | Derivative | Stock Option (right to buy) | 2024-03-01 | M | D | 2,955 | $0.00 | 25,629 | D | $3.89 · — to 2029-09-05 | 2,955 Common Stock | (F4) The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024. |