Form 4 for KOP Koppers Holdings Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0000950170-24-026233 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-01 | KOP | Sullivan James A. | Pres, COO | S - Sale+OE | $54.50 | -10.7K | 111.4K | -9% | -$583.9K |
| DM | 2024-03-05 | 2024-03-01 | KOP | Sullivan James A. | Pres, COO | M - OptEx | $32.68 | +10.7K | 115.1K | +10% | +$351.3K |
| D | 2024-03-05 | 2024-03-01 | KOP | Sullivan James A. | Pres, COO | F - Tax | $52.97 | -1,097 | 111.2K | -1.0% | -$58.1K |
| DM | 2024-03-05 | 2024-03-01 | KOP | Sullivan James A. | Pres, COO | M - OptEx | $0.00 | -10.7K | 13.2K | -45% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | S | D | 1,929 | $54.40 | 111,491.74 | D | — | — | (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $54.00 to $54.99 inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each price. |
| 2 | Common | Common Stock | 2024-03-01 | S | D | 230 | $55.39 | 111,191.74 | D | — | — | (F9) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $55.16 to $55.64 inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each price. |
| 3 | Common | Common Stock | 2024-03-01 | S | D | 1,215 | $54.41 | 111,421.74 | D | — | — | (F6) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $54.00 to $54.98 inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each price. |
| 4 | Common | Common Stock | 2024-03-01 | M | A | 1,445 | $32.19 | 112,636.74 | D | — | — | |
| 5 | Common | Common Stock | 2024-03-01 | S | D | 250 | $55.19 | 111,191.74 | D | — | — | (F8) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $55.00 to $55.64 inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each price. |
| 6 | Common | Common Stock | 2024-03-01 | M | A | 35 | $0.00 | 112,288.74 | D | — | — | (F1) Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis. |
| 7 | Common | Common Stock | 2024-03-01 | F | D | 1,097 | $52.97 | 111,191.74 | D | — | — | (F2) Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units ("RSUs"). |
| 8 | Common | Common Stock | 2024-03-01 | M | A | 1,375 | $44.10 | 112,566.74 | D | — | — | |
| 9 | Common | Common Stock | 2024-03-01 | S | D | 1,275 | $54.33 | 111,291.74 | D | — | — | (F3) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $54.00 to $54.71 inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each price. |
| 10 | Common | Common Stock | 2024-03-01 | S | D | 100 | $55.16 | 111,191.74 | D | — | — | |
| 11 | Common | Common Stock | 2024-03-01 | M | A | 2,229 | $41.60 | 113,420.74 | D | — | — | |
| 12 | Common | Common Stock | 2024-03-01 | S | D | 300 | $55.22 | 111,191.74 | D | — | — | (F5) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $55.01 to $55.64 inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each price. |
| 13 | Common | Common Stock | 2024-03-01 | M | A | 1,728 | $19.63 | 112,919.74 | D | — | — | |
| 14 | Common | Common Stock | 2024-03-01 | S | D | 1,530 | $54.43 | 111,389.74 | D | — | — | (F6) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $54.00 to $54.98 inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each price. |
| 15 | Common | Common Stock | 2024-03-01 | S | D | 198 | $55.59 | 111,191.74 | D | — | — | (F7) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $55.55 to $55.64 inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each price. |
| 16 | Common | Common Stock | 2024-03-01 | M | A | 3,937 | $29.84 | 115,128.74 | D | — | — | |
| 17 | Common | Common Stock | 2024-03-01 | S | D | 3,687 | $54.42 | 111,441.74 | D | — | — | (F4) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $54.00 to $54.99 inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each price. |
| 18 | Derivative | Dividend Equivalent Rights | 2024-03-01 | M | D | 35 | $0.00 | 324 | D | — · — to — | 35 Common Stock | (F10) These DERs were released in connection with the vesting of RSUs granted on March 3, 2020. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock. |
| 19 | Derivative | Employee Stock Options (Rights to Buy) | 2024-03-01 | M | D | 1,375 | $0.00 | 5,777 | D | $44.10 · 2018-03-03 to 2027-03-03 | 1,375 Common Stock | (F11) Stock options vested in annual installments of 25 percent over four years. |
| 20 | Derivative | Employee Stock Options (Rights to Buy) | 2024-03-01 | M | D | 2,229 | $0.00 | 8,780 | D | $41.60 · 2019-03-02 to 2028-03-02 | 2,229 Common Stock | (F11) Stock options vested in annual installments of 25 percent over four years. |
| 21 | Derivative | Employee Stock Options (Rights to Buy) | 2024-03-01 | M | D | 1,728 | $0.00 | 7,159 | D | $19.63 · 2021-03-03 to 2030-03-03 | 1,728 Common Stock | (F11) Stock options vested in annual installments of 25 percent over four years. |
| 22 | Derivative | Employee Stock Options (Rights to Buy) | 2024-03-01 | M | D | 3,937 | $0.00 | 15,062 | D | $29.84 · 2022-01-04 to 2031-01-04 | 3,937 Common Stock | (F11) Stock options vested in annual installments of 25 percent over four years. |
| 23 | Derivative | Employee Stock Options (Rights to Buy) | 2024-03-01 | M | D | 1,445 | $0.00 | 13,203 | D | $32.19 · 2023-01-04 to 2032-01-04 | 1,445 Common Stock | (F11) Stock options vested in annual installments of 25 percent over four years. |