Form 4 for VTRS Viatris
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-03 · accession 0000950170-24-026620 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-03 | VTRS | Smith Scott Andrew | CEO, Dir | M - OptEx | $0.00 | +140.7K | 135.8K | New | $0 |
| DM | 2024-03-05 | 2024-03-03 | VTRS | Smith Scott Andrew | CEO, Dir | F - Tax | $12.59 | -55.4K | 85.3K | -39% | -$697.2K |
| DM | 2024-03-05 | 2024-03-03 | VTRS | Smith Scott Andrew | CEO, Dir | M - OptEx | $0.00 | -140.7K | 9,794 | -93% | $0 |
| D | 2024-03-05 | 2024-03-04 | VTRS | Smith Scott Andrew | CEO, Dir | A - Grant | $0.00 | +277.5K | 277.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-03 | M | A | 4,898 | $0.00 | 87,278 | D | — | — | (F2) Fractional shares have been rounded up in connection with the settlement described in footnote 6 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 2 | Common | Common Stock | 2024-03-03 | F | D | 53,449 | $12.59 | 82,380 | D | — | — | (F1) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on April 1, 2023. |
| 3 | Common | Common Stock | 2024-03-03 | M | A | 135,829 | $0.00 | 135,829 | D | — | — | |
| 4 | Common | Common Stock | 2024-03-03 | F | D | 1,928 | $12.59 | 85,350 | D | — | — | (F3) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on April 1, 2023. |
| 5 | Derivative | Restricted Stock Units | 2024-03-03 | M | D | 135,829 | $0.00 | 271,656 | D | $0.00 · — to — | 135,829 Common Stock | (F4) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). 135,829 of the RSUs granted on April 1, 2023 vested on March 3, 2024, and 135,828 will vest on each of March 3, 2025 and March 3, 2026. |
| 6 | Derivative | Restricted Stock Units | 2024-03-04 | A | A | 277,509 | $0.00 | 277,509 | D | $0.00 · — to — | 277,509 Common Stock | (F7) Each RSU represents the right to receive one share of common stock of Viatris. The RSUs vest in three equal annual installments beginning on March 4, 2025. |
| 7 | Derivative | Dividend Equivalent Units | 2024-03-03 | M | D | 4,897.26 | $0.00 | 9,794 | D | $0.00 · — to — | 4,897.26 Common Stock | (F5) Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11. (F6) Represents DEUs that accrued with respect to the RSUs previously granted on April 1, 2023 and vest on the same schedule as the underlying RSUs. |