Form 4 for VTRS Viatris
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-03 · accession 0000950170-24-026675 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-03 | VTRS | Groothuis Leo Frans | Dir | M - OptEx | $0.00 | +22.5K | 22.2K | New | $0 |
| DM | 2024-03-05 | 2024-03-03 | VTRS | Groothuis Leo Frans | Dir | F - Tax | $12.59 | -338 | 22.1K | -2% | -$4,255 |
| DM | 2024-03-05 | 2024-03-03 | VTRS | Groothuis Leo Frans | Dir | M - OptEx | $0.00 | -22.5K | 0 | -100% | $0 |
| D | 2024-03-05 | 2024-03-04 | VTRS | Groothuis Leo Frans | Dir | A - Grant | $0.00 | +18.2K | 18.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-03 | M | A | 21,954 | $0.00 | 21,954 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-03 | F | D | 330 | $12.59 | 21,624 | D | — | — | (F1) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the restricted stock units (RSUs) granted on May 26, 2023. |
| 3 | Common | Common Stock | 2024-03-03 | M | A | 530 | $0.00 | 22,154 | D | — | — | (F2) Fractional shares have been rounded up in connection with the settlement described in footnote 5 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 4 | Common | Common Stock | 2024-03-03 | F | D | 8 | $12.59 | 22,146 | D | — | — | (F3) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on May 26, 2023. |
| 5 | Derivative | Restricted Stock Units | 2024-03-03 | M | D | 21,954 | $0.00 | 0 | D | $0.00 · — to — | 21,954 Common Stock | (F4) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs vested in full on March 3, 2024. |
| 6 | Derivative | Restricted Stock Units | 2024-03-04 | A | A | 18,204 | $0.00 | 18,204 | D | $0.00 · — to — | 18,204 Common Stock | (F6) Each RSU represents the right to receive one share of common stock of Viatris. These RSUs will vest on March 4, 2025. |
| 7 | Derivative | Dividend Equivalent Units | 2024-03-03 | M | D | 529.32 | $0.00 | 0 | D | $0.00 · — to — | 529.32 Common Stock | (F5) Represents DEUs that accrued with respect to the RSUs previously granted on May 26, 2023 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11. |