Form 4 for VTRS Viatris
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-02 · accession 0000950170-24-026696 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-02+ | VTRS | Mauro Anthony | See Remarks | F - Tax | $12.56 | -117.5K | 430.1K | -21% | -$1.48M |
| DM | 2024-03-05 | 2024-03-02+ | VTRS | Mauro Anthony | See Remarks | M - OptEx | $0.00 | +270.2K | 499.2K | +118% | $0 |
| DM | 2024-03-05 | 2024-03-02+ | VTRS | Mauro Anthony | See Remarks | M - OptEx | $0.00 | -270.2K | 72.1K | -79% | $0 |
| D | 2024-03-05 | 2024-03-02 | VTRS | Mauro Anthony | See Remarks | A - Grant | $0.00 | +158.8K | 158.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-03 | F | D | 15,683 | $12.59 | 469,560 | D | — | — | (F5) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 3, 2023. |
| 2 | Common | Common Stock | 2024-03-03 | M | A | 1,776 | $0.00 | 471,336 | D | — | — | (F6) Fractional shares have been rounded up in connection with the settlement described in footnote 17 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 3 | Common | Common Stock | 2024-03-03 | F | D | 773 | $12.59 | 470,563 | D | — | — | (F7) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the DEUs that accrued with respect to the RSUs previously granted on March 3, 2023. |
| 4 | Common | Common Stock | 2024-03-04 | M | A | 36,601 | $0.00 | 507,164 | D | — | — | |
| 5 | Common | Common Stock | 2024-03-04 | F | D | 15,918 | $12.36 | 491,246 | D | — | — | (F8) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 4, 2022. |
| 6 | Common | Common Stock | 2024-03-04 | M | A | 3,183 | $0.00 | 494,429 | D | — | — | (F9) Fractional shares have been rounded up in connection with the settlement described in footnote 19 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 7 | Common | Common Stock | 2024-03-04 | F | D | 1,385 | $12.36 | 493,044 | D | — | — | (F10) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the DEUs that accrued with respect to the RSUs previously granted on March 4, 2022. |
| 8 | Common | Common Stock | 2024-03-03 | M | A | 36,059 | $0.00 | 485,243 | D | — | — | |
| 9 | Common | Common Stock | 2024-03-02 | F | D | 1,717 | $12.59 | 449,184 | D | — | — | (F4) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 2, 2021. |
| 10 | Common | Common Stock | 2024-03-02 | M | A | 3,948 | $0.00 | 450,901 | D | — | — | (F3) Fractional shares have been rounded up in connection with the settlement described in footnote 15 pursuant to the terms of the RSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 11 | Common | Common Stock | 2024-03-02 | F | D | 12,986 | $12.59 | 446,953 | D | — | — | (F2) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2021. |
| 12 | Common | Common Stock | 2024-03-02 | M | A | 29,858 | $0.00 | 459,939 | D | — | — | |
| 13 | Common | Common Stock | 2024-03-02 | M | A | 158,824 | $0.00 | 499,154 | D | — | — | |
| 14 | Common | Common Stock | 2024-03-02 | F | D | 69,073 | $12.59 | 430,081 | D | — | — | (F1) Represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of the performance restricted stock units (PRSUs) granted on March 2, 2021. |
| 15 | Derivative | Restricted Stock Units | 2024-03-02 | M | D | 29,858 | $0.00 | 0 | D | $0.00 · — to — | 29,858 Common Stock | (F13) Each RSU represents the right to receive one share of common stock of Viatris. 29,858 of the RSUs granted on March 2, 2021 vested on each of March 2, 2022, March 2, 2023 and March 2, 2024. |
| 16 | Derivative | Dividend Equivalent Units | 2024-03-02 | M | D | 3,947.39 | $0.00 | 0 | D | $0.00 · — to — | 3,947.39 Common Stock | (F14) Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11. (F15) Represents DEUs that accrued with respect to the RSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs. |
| 17 | Derivative | Dividend Equivalent Units | 2024-03-03 | M | D | 1,775.38 | $0.00 | 3,551 | D | $0.00 · — to — | 1,775.38 Common Stock | (F14) Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11. (F17) Represents DEUs that accrued with respect to the RSUs previously granted on March 3, 2023 and vest on the same schedule as the underlying RSUs. |
| 18 | Derivative | Restricted Stock Units | 2024-03-04 | M | D | 36,601 | $0.00 | 36,602 | D | $0.00 · — to — | 36,601 Common Stock | (F18) Each RSU represents the right to receive one share of common stock of Viatris. 36,601 of the RSUs granted on March 4, 2022 vested on each of March 4, 2023 and March 4, 2024. Mr. Mauro is separating from Viatris on April 1, 2024 and, as a result, the 36,602 RSUs granted on March 4, 2022 that would have vested on March 4, 2025 will be forfeited upon his separation. |
| 19 | Derivative | Dividend Equivalent Units | 2024-03-04 | M | D | 3,182.94 | $0.00 | 3,183 | D | $0.00 · — to — | 3,182.94 Common Stock | (F14) Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11. (F19) Represents DEUs that accrued with respect to the RSUs previously granted on March 4, 2022 and vest on the same schedule as the underlying RSUs. |
| 20 | Derivative | Performance Restricted Stock Units | 2024-03-02 | M | D | 158,824 | $0.00 | 0 | D | $0.00 · — to — | 158,824 Common Stock | (F12) Each PRSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). The PRSUs were initially granted on March 2, 2021, subject to the attainment of previously established three-year performance goals and a vesting period. The PRSUs vested on March 2, 2024. |
| 21 | Derivative | Performance Restricted Stock Units | 2024-03-02 | A | A | 158,824 | $0.00 | 158,824 | D | $0.00 · — to — | 158,824 Common Stock | (F11) Amount includes DEUs that accrued with respect to the PRSUs previously granted on March 2, 2021 and vest on the same schedule as the underlying PRSUs. Fractional shares with respect to such DEUs were rounded up pursuant to the terms of the PRSU award agreement under the Viatris Inc. 2020 Stock Incentive Plan. (F12) Each PRSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). The PRSUs were initially granted on March 2, 2021, subject to the attainment of previously established three-year performance goals and a vesting period. The PRSUs vested on March 2, 2024. |
| 22 | Derivative | Restricted Stock Units | 2024-03-03 | M | D | 36,059 | $0.00 | 72,118 | D | $0.00 · — to — | 36,059 Common Stock | (F16) Each RSU represents the right to receive one share of common stock of Viatris. 36,059 of the RSUs granted on March 3, 2023 vested on March 3, 2024. Mr. Mauro is separating from Viatris on April 1, 2024 and, as a result, the 36,059 RSUs granted on March 3, 2023 that would have vested on each of March 3, 2025 and March 3, 2026 will be forfeited upon his separation. |