Form 4 for SHC Sotera Health Co

Accepted 2024-03-06 00:00:00 ET · period of report 2024-03-04 · accession 0000950170-24-027246 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2024-03-06	2024-03-04	SHC	DIMITRIEF ALEXANDER	SVP, GC, Sec	A - Grant	$0.00	+51.4K	286.9K	+22%	$0
D	2024-03-06	2024-03-04	SHC	DIMITRIEF ALEXANDER	SVP, GC, Sec	A - Grant	$0.00	+102.1K	102.1K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.01 par value per share ("Common Stock")	2024-03-04	A	A	51,405	$0.00	286,883	D	—	—	(F1) These securities consist of Restricted Stock Units ("RSUs") that were granted on March 4, 2024, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs vest annually in three equal installments commencing March 2, 2025. (F2) These securities consist of 51,405 RSUs, 117,739 shares of Common Stock that have vested and 117,739 shares of Common Stock that will vest on October 31, 2024, subject to the Reporting Person's continued service through such date.
2	Derivative	Stock Options	2024-03-04	A	A	102,095	$0.00	102,095	D	$14.59 · — to 2034-03-04	102,095 Common Stock	(F3) These options were granted on March 4, 2024, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest annually in three equal installments commencing March 2, 2025, subject to vesting conditions.