Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2024-03-07 00:00:00 ET · period of report 2024-03-05 · accession 0000950170-24-028099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-07 | 2024-03-05 | ASPN | Daniel Santhosh P | CAO | A - Grant | $0.00 | +3,671 | 21.6K | +20% | $0 |
| D | 2024-03-07 | 2024-03-05 | ASPN | Daniel Santhosh P | CAO | A - Grant | $0.00 | +5,371 | 5,371 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-05 | A | A | 3,671 | $0.00 | 21,645 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027. (F2) Represents 2,000 shares of Common Stock and 19,645 RSUs. |
| 2 | Derivative | Stock Options (Right to Buy) | 2024-03-05 | A | A | 5,371 | $0.00 | 5,371 | D | $16.34 · — to 2034-03-05 | 5,371 Common Stock | (F3) The options vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027. |