Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2024-03-07 00:00:00 ET · period of report 2024-03-05 · accession 0000950170-24-028113 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-07 | 2024-03-05 | ASPN | Young Donald R | Pres, CEO, Dir | A - Grant | $0.00 | +19.9K | 369.5K | +6% | $0 |
| D | 2024-03-07 | 2024-03-05 | ASPN | Young Donald R | Pres, CEO, Dir | A - Grant | $0.00 | +87.3K | 87.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-05 | A | A | 19,889 | $0.00 | 369,524 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027. (F2) Represents 152,805 shares of Common Stock, 59,769 RSUs and 156,950 shares of Restricted Stock. |
| 2 | Derivative | Stock Options (Right to Buy) | 2024-03-05 | A | A | 87,284 | $0.00 | 87,284 | D | $16.34 · — to 2034-03-05 | 87,284 Common Stock | (F3) The options vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027. |