Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2024-03-07 00:00:00 ET · period of report 2024-03-05 · accession 0000950170-24-028168 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-07 | 2024-03-05 | ASPN | RODRIGUEZ RICARDO C. | CFO, Treas | A - Grant | $0.00 | +8,032 | 29.8K | +37% | $0 |
| D | 2024-03-07 | 2024-03-05 | ASPN | RODRIGUEZ RICARDO C. | CFO, Treas | A - Grant | $0.00 | +35.2K | 35.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-05 | A | A | 8,032 | $0.00 | 29,779 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027. (F2) Represents 3,483 shares of Common Stock and 26,296 RSUs. |
| 2 | Derivative | Stock Options (Right to Buy) | 2024-03-05 | A | A | 35,249 | $0.00 | 35,249 | D | $16.34 · — to 2034-03-05 | 35,249 Common Stock | (F3) The options vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027. |