Form 4 for OSW ONESPAWORLD HOLDINGS Ltd
Accepted 2024-03-11 00:00:00 ET · period of report 2024-03-07 · accession 0000950170-24-029548 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-03-11 | 2024-03-07 | OSW | STIEFLER JEFFREY E | Dir | M - OptEx | $10.72 | +49.3K | 110.1K | +81% | +$528.3K |
| DMI | 2024-03-11 | 2024-03-07 | OSW | STIEFLER JEFFREY E | Dir | D - Sale to Iss | $13.54 | -39.0K | 67.5K | -37% | -$528.3K |
| DMI | 2024-03-11 | 2024-03-07 | OSW | STIEFLER JEFFREY E | Dir | M - OptEx | $0.00 | -49.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-03-07 | M | A | 6,667 | $5.75 | 70,343 | I By Stiefler Trust U/T/D 5/31/07 | — | — | (F2) The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Shares | 2024-03-07 | D | D | 36,186 | $13.54 | 73,928 | I By Stiefler Trust U/T/D 5/31/07 | — | — | (F2) The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| 3 | Common | Common Shares | 2024-03-07 | M | A | 42,602 | $11.50 | 110,114 | I By Stiefler Trust U/T/D 5/31/07 | — | — | (F2) The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| 4 | Common | Common Shares | 2024-03-07 | D | D | 2,831 | $13.54 | 67,512 | I By Stiefler Trust U/T/D 5/31/07 | — | — | (F2) The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| 5 | Derivative | Warrants | 2024-03-07 | M | D | 42,602 | $0.00 | 0 | I By Stiefler Trust U/T/D 5/31/07 | $11.50 · — to 2024-03-19 | 42,602 Common Shares | (F2) The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. (F5) The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company. |
| 6 | Derivative | Warrants | 2024-03-07 | M | D | 6,667 | $0.00 | 0 | I By Stiefler Trust U/T/D 5/31/07 | $5.75 · 2020-06-12 to 2025-06-12 | 6,667 Common Shares | (F2) The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |