Form 4 for AXSM Axsome Therapeutics, Inc.
Accepted 2024-03-15 00:00:00 ET · period of report 2024-03-14 · accession 0000950170-24-032432 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2024-03-15 | 2024-03-14+ | AXSM | JEFFS ROGER | Dir | S - Sale+OE | $69.84 | -32.3K | 120.8K | -21% | -$2.26M |
| DMT | 2024-03-15 | 2024-03-14+ | AXSM | JEFFS ROGER | Dir | M - OptEx | $24.44 | +32.3K | 137.7K | +31% | +$790.0K |
| DMT | 2024-03-15 | 2024-03-14+ | AXSM | JEFFS ROGER | Dir | M - OptEx | $0.00 | -32.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-14 | S | D | 13,000 | $69.70 | 120,756 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-15 | S | D | 2,347 | $71.61 | 120,756 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-14 | S | D | 16,976 | $69.70 | 120,756 | D | — | — | |
| 4 | Common | Common Stock | 2024-03-15 | M | A | 2,347 | $29.91 | 123,103 | D | — | — | |
| 5 | Common | Common Stock | 2024-03-14 | M | A | 13,000 | $22.03 | 133,756 | D | — | — | |
| 6 | Common | Common Stock | 2024-03-14 | M | A | 16,976 | $25.53 | 137,732 | D | — | — | |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-03-14 | M | D | 13,000 | $0.00 | 0 | D | $22.03 · 2020-06-07 to 2029-06-07 | 13,000 Common Stock | |
| 8 | Derivative | Stock Option (Right to Buy) | 2024-03-15 | M | D | 2,347 | $0.00 | 0 | D | $29.91 · 2022-03-04 to 2032-03-04 | 2,347 Common Stock | |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-03-14 | M | D | 16,976 | $0.00 | 0 | D | $25.53 · 2023-06-03 to 2032-06-03 | 16,976 Common Stock |