Form 4/A for HRTG Heritage Insurance Holdings, Inc.
Accepted 2024-03-18 00:00:00 ET · period of report 2023-12-14 · accession 0000950170-24-032858 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AI | 2024-03-18 | 2023-12-14 | HRTG | WHITING PAUL L | Dir | P - Purchase | $7.34 | +40.9K | 40.9K | New | +$300.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-14 | P | A | 40,871 | $7.34 | 40,871 | I See Footnote | — | — | (F1) Represents shares of the Company's common stock ("Common Stock") purchased by Whiting Family, LLC from the Company in a private placement concurrent with the Company's underwritten public offering of Common Stock. (F2) This amendment to the Form 4 filed on December 15, 2023 (the "Original Form 4") is being filed to reflect that the previously reported purchase was made indirectly by the Whiting Family, LLC. (F3) These shares are owned by Whiting Family, LLC, which is controlled by the Reporting Person and his spouse. The Reporting Person disclaims beneficial ownership of the shares held by Whiting Family, LLC except to the extent of his pecuniary interest therein. |