Form 4/A for PNW Pinnacle West Capital
Accepted 2024-03-20 00:00:00 ET · period of report 2024-02-20 · accession 0000950170-24-034328 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2024-03-20 | 2024-02-20 | PNW | Heflin Adam C | EVP, CNO, APS | M - OptEx | — | +6,100 | 6,360 | +2,346% | — |
| DMA | 2024-03-20 | 2024-02-20 | PNW | Heflin Adam C | EVP, CNO, APS | D - Sale to Iss | $69.10 | -429 | 6,391 | -6% | -$29.6K |
| DMA | 2024-03-20 | 2024-02-20 | PNW | Heflin Adam C | EVP, CNO, APS | F - Tax | $69.10 | -2,468 | 4,982 | -33% | -$170.5K |
| DMA | 2024-03-20 | 2024-02-20 | PNW | Heflin Adam C | EVP, CNO, APS | M - OptEx | — | -456 | 5,644 | -7% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-20 | M | A | 1,251 | — | 3,782 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. |
| 2 | Common | Common Stock | 2024-02-20 | D | D | 98 | $69.10 | 3,684 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-20 | F | D | 495 | $69.10 | 3,189 | D | — | — | |
| 4 | Common | Common Stock | 2024-02-20 | M | A | 3,471 | — | 6,660 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. |
| 5 | Common | Common Stock | 2024-02-20 | F | D | 564 | $69.10 | 5,734 | D | — | — | |
| 6 | Common | Common Stock | 2024-02-20 | F | D | 1,409 | $69.10 | 4,982 | D | — | — | |
| 7 | Common | Common Stock | 2024-02-20 | M | A | 1,378 | — | 6,360 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. |
| 8 | Common | Common Stock | 2024-02-20 | D | D | 62 | $69.10 | 6,298 | D | — | — | |
| 9 | Common | Common Stock | 2024-02-20 | D | D | 269 | $69.10 | 6,391 | D | — | — | |
| 10 | Derivative | Restricted Stock Units | 2024-02-20 | M | D | 3,471 | — | 6,942 | D | — · — to — | 3,471 Common Stock | (F7) The number of derivative securities in Column 5 includes 269 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalentrights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock. (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. (F8) Includes 538 Restricted Stock Units received in connection with the settlement of dividend equivalent rights. (F5) The Restricted Stock Units award was granted and was effective in June 2022, and vests in four equal, annual installments beginning on February 20, 2023. |
| 11 | Derivative | Restricted Stock Units | 2024-02-20 | M | D | 1,251 | — | 2,499 | D | — · — to — | 1,251 Common Stock | (F4) The number of derivative securities in Column 5 includes 98 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalentrights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock. (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. (F6) Includes 193 Restricted Stock Units received in connection with the settlement of dividend equivalent rights. (F5) The Restricted Stock Units award was granted and was effective in June 2022, and vests in four equal, annual installments beginning on February 20, 2023. |
| 12 | Derivative | Restricted Stock Units | 2024-02-20 | M | D | 1,378 | — | 4,131 | D | — · — to — | 1,378 Common Stock | (F9) The number of derivative securities in Column 5 includes 62 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalentrights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock. (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. (F11) Includes 183 Restricted Stock Units received in connection with the settlement of dividend equivalent rights. (F10) The Restricted Stock Units award was granted and was effective in February 2023, and vests in four equal, annual installments beginning on February 20, 2024. |
| 13 | Derivative | Restricted Stock Units | 2024-02-20 | M | A | 5,644 | — | 5,644 | D | — · — to — | 5,644 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of divident equivalent rights. (F12) The Restricted Stock Units award was granted and was effective in February 2024, and vests in four equal, annual installments beginning on February 20, 2025. |