Form 4 for ALAB Astera Labs, Inc.
Accepted 2024-03-22 00:00:00 ET · period of report 2024-03-22 · accession 0000950170-24-035412 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-03-22 | 2024-03-22 | ALAB | Mohan Jitendra | CEO, Dir | C - Cnv Deriv | — | +66.3K | 4.59M | +1% | — |
| DI | 2024-03-22 | 2024-03-22 | ALAB | Mohan Jitendra | CEO, Dir | C - Cnv Deriv | $0.00 | -66.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-22 | C | A | 66,288 | — | 4,592,603 | I By Living Trust | — | — | (F1) Each share of Series A Preferred Stock automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Series A Preferred Stock have no expiration date. (F2) These shares are owned directly by a living trust (the "Living Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| 2 | Derivative | Series A Preferred Stock | 2024-03-22 | C | D | 66,288 | $0.00 | 0 | I By Living Trust | — · — to — | 66,288 Common Stock | (F2) These shares are owned directly by a living trust (the "Living Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. (F1) Each share of Series A Preferred Stock automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Series A Preferred Stock have no expiration date. |