Form 4 for RFL Rafael Holdings, Inc.
Accepted 2024-03-25 00:00:00 ET · period of report 2024-03-21 · accession 0000950170-24-035671 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-25 | 2024-03-21 | RFL | CONKLING WILLIAM | CEO | F - Tax | $1.71 | +15.5K | 534.0K | +3% | +$26.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2024-03-21 | F | A | 15,473 | $1.71 | 534,044 | D | — | — | (F1) Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. (F2) Consists of 146,955 shares of stock held directly, 74,205 fully vested shares of Restricted Stock and 312,884 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, June 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027. |