Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2024-03-26 00:00:00 ET · period of report 2024-03-25 · accession 0000950170-24-036433 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-26 | 2024-03-25 | GNW | Upton Jerome T | EVP, CFO | F - Tax | $6.34 | -10.3K | 336.7K | -3% | -$65.4K |
| D | 2024-03-26 | 2024-03-25 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | — | +24.8K | 347.0K | +8% | — |
| D | 2024-03-26 | 2024-03-25 | GNW | Upton Jerome T | EVP, CFO | M - OptEx | $0.00 | -24.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-25 | F | D | 10,318 | $6.34 | 336,651 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2024. |
| 2 | Common | Class A Common Stock | 2024-03-25 | M | A | 24,802 | — | 346,969 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 3 | Derivative | Restricted Stock Units | 2024-03-25 | M | D | 24,802 | $0.00 | 0 | D | — · — to — | 24,802 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024. |