Form 4 for HAFC HANMI FINANCIAL CORP
Accepted 2024-03-26 00:00:00 ET · period of report 2024-03-24 · accession 0000950170-24-036751 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-26 | 2024-03-24 | HAFC | Du Michael | CRO | F - Tax | $15.22 | -761 | 7,605 | -9% | -$11.6K |
| 2024-03-26 | 2024-03-24 | HAFC | Du Michael | CRO | A - Grant | $0.00 | +1,645 | 8,214 | +25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-24 | F | D | 152 | $15.22 | 6,569 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-24 | A | A | 1,645 | $0.00 | 8,214 | D | — | — | (F1) On March 24, 2021, the reporting person was granted 1,786 shares of restricted stock which vests on March 24, 2024, subject to the satisfaction of certain performance criteria. The performance criteria for the three-year period ended March 24, 2024 were met, resulting in the vesting of 1,645 shares (92.06% of payout). |
| 3 | Common | Common Stock | 2024-03-24 | F | D | 609 | $15.22 | 7,605 | D | — | — |