Form 4 for NDAQ Nasdaq, Inc.

Accepted 2024-04-01 00:00:00 ET · period of report 2024-03-28 · accession 0000950170-24-039511 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2024-04-01	2024-03-28	NDAQ	SPLINTER MICHAEL R	Dir	G - Gift	$0.00	-3,930	204.6K	-2%	$0
I	2024-04-01	2024-03-28	NDAQ	SPLINTER MICHAEL R	Dir	G - Gift	$0.00	+3,930	10.5K	+59%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.01 per share	2024-03-28	G	D	3,930	$0.00	204,559	D Held by family trusts	—	—	(F1) Represents 204,559 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 196,056 are vested as of the date hereof. (F3) Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee.
2	Common	Common Stock, par value $0.01 per share	2024-03-28	G	A	3,930	$0.00	10,545	I	—	—	(F2) Each of the family trusts that were gifted shares by the Reporting Person entered into a Lock-Up Agreement, dated as of March 27, 2024, with Morgan Stanley & Co. LLC and Goldman Sachs & Co. LLC (each, a "Lock-Up Agreement"). Under the terms of each Lock-Up Agreement, each trust has agreed not to sell or otherwise transfer such shares during the period from the transaction date until the close of business 90 days after March 19, 2024, subject to certain exceptions. Each transfer was a bona fide gift to a family member of the Reporting Person.