Form 4 for NDAQ Nasdaq, Inc.

Accepted 2024-04-03 00:00:00 ET · period of report 2024-04-01 · accession 0000950170-24-041253 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
T	2024-04-03	2024-04-01	NDAQ	Smith Bryan Everard	EVP	A - Grant	$0.00	+8,026	71.6K	+13%	$0
T	2024-04-03	2024-04-01	NDAQ	Smith Bryan Everard	EVP	S - Sale	$62.91	-7,400	61.7K	-11%	-$465.5K
T	2024-04-03	2024-04-01	NDAQ	Smith Bryan Everard	EVP	F - Tax	$62.29	-2,482	69.1K	-3%	-$154.6K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.01 per share	2024-04-01	A	A	8,026	$0.00	71,554	D	—	—
2	Common	Common Stock, par value $0.01 per share	2024-04-01	S	D	7,400	$62.91	61,672	D	—	—	(F4) The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.72 to $63.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. (F5) Represents (i) 20,516 shares or units of restricted stock, of which 4,335 are vested, (ii) 37,296 shares underlying PSUs, all of which are vested and (iii) 3,860 shares purchased under the Employee Stock Purchase Plan.
3	Common	Common Stock, par value $0.01 per share	2024-04-01	F	D	2,482	$62.29	69,072	D	—	—