Form 4 for HRTG Heritage Insurance Holdings, Inc.
Accepted 2024-04-04 00:00:00 ET · period of report 2023-12-06 · accession 0000950170-24-041838 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-04-04 | 2023-12-06+ | HRTG | Pappas Nicholas George | Dir | S - Sale | $7.68 | -7,150 | 86.3K | -8% | -$54.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-29 | S | D | 1,300 | $7.06 | 83,500 | D | — | — | (F1) All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father. (F2) Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father. |
| 2 | Common | Common Stock | 2024-03-14 | S | D | 1,100 | $7.94 | 82,400 | D | — | — | (F1) All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father. (F2) Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father. |
| 3 | Common | Common Stock | 2024-03-26 | S | D | 1,000 | $10.87 | 81,400 | D | — | — | (F1) All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father. (F2) Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father. |
| 4 | Common | Common Stock | 2023-12-06 | S | D | 1,000 | $8.91 | 87,550 | D | — | — | (F1) All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father. (F2) Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father. |
| 5 | Common | Common Stock | 2024-02-02 | S | D | 1,500 | $5.93 | 84,800 | D | — | — | (F1) All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father. (F2) Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father. |
| 6 | Common | Common Stock | 2023-12-28 | S | D | 1,250 | $6.65 | 86,300 | D | — | — | (F1) All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father. (F2) Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father. |