Form 4 for ZETA Zeta Global Holdings Corp.
Accepted 2024-04-05 00:00:00 ET · period of report 2024-04-05 · accession 0000950170-24-042341 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-04-05 | 2024-04-05 | ZETA | ACI Investment Partners, LLC | 10% | F - Tax | $12.23 | -1,365 | 1.60M | -0.1% | -$16.7K |
| DI | 2024-04-05 | 2024-04-05 | ZETA | ACI Investment Partners, LLC | 10% | M - OptEx | $0.00 | +10.4K | 1.60M | +0.7% | $0 |
| DI | 2024-04-05 | 2024-04-03 | ZETA | ACI Investment Partners, LLC | 10% | J - Other | $0.00 | +1.34M | 1.34M | New | $0 |
| DI | 2024-04-05 | 2024-04-05 | ZETA | ACI Investment Partners, LLC | 10% | M - OptEx | $0.00 | -10.4K | 275.6K | -4% | $0 |
| D | 2024-04-05 | 2024-04-03 | ZETA | ACI Investment Partners, LLC | 10% | J - Other | $0.00 | -1.34M | 0 | -100% | $0 |
| D | 2024-04-05 | 2024-04-03 | ZETA | ACI Investment Partners, LLC | 10% | A - Grant | $0.00 | +1.34M | 1.34M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-05 | F | D | 1,365 | $12.23 | 1,603,038 | I By ACI Investment Partners, LLC | — | — | (F3) Withholding of shares in satisfaction of taxes due upon the vesting of PSUs under the Registrant's Incentive Award Plan. (F2) Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any. |
| 2 | Common | Class A Common Stock | 2024-04-05 | M | A | 10,400 | $0.00 | 1,604,403 | I By ACI Investment Partners, LLC | — | — | (F1) On August 18, 2021, the reporting person was granted an award of performance-based restricted stock units ("PSUs"), which are earned in the form of restricted stock units based on the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter. On April 5, 2024, the Issuer determined that the performance conditions had been partially met, resulting in these securities being earned, which securities vest in three equal annual installments beginning on April 5, 2024. (F2) Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any. |
| 3 | Derivative | Performance-Based Restricted Stock Units | 2024-04-03 | J | A | 1,343,850 | $0.00 | 1,343,850 | I | — · — to — | 1,343,850 Class A Common Stock | (F6) Each PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) The PSUs will be earned in the form of restricted stock units based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter beginning with the fourth fiscal quarter of 2024 and ending with, and including, the fourth fiscal quarter of 2028. To the extent earned, 33.33% of the restricted stock units will vest on the date the Company determines the number of restricted stock units that are eligible to be earned for such quarter, and the remaining restricted stock units will vest in equal installments every three months thereafter, subject to the reporting person's continued service with the Company through each applicable vesting date. Any unearned portion of the PSUs are expected to expire on January 1, 2029. |
| 4 | Derivative | Performance-Based Restricted Stock Units | 2024-04-05 | M | D | 10,400 | $0.00 | 275,600 | I | — · — to — | 10,400 Class A Common Stock | (F6) Each PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F9) The remaining PSUs will be earned based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter ending with, and including, the fourth fiscal quarter of 2025. To the extent earned, the PSUs vest in three equal annual installments, with the first installment vesting on the date the Company determines the number of PSUs that are eligible to vest for such quarter, and the second and third installments vesting on the first and second anniversaries of such determination date, subject to the reporting person's continued service with the Company through each applicable vesting date. The unearned portion of the PSUs are expected to expire on January 1, 2026. |
| 5 | Derivative | Performance-Based Restricted Stock Units | 2024-04-03 | J | D | 1,343,850 | $0.00 | 0 | D By ACI Investment Partners, LLC | — · — to — | 1,343,850 Class A Common Stock | (F2) Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any. (F6) Each PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) The PSUs will be earned in the form of restricted stock units based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter beginning with the fourth fiscal quarter of 2024 and ending with, and including, the fourth fiscal quarter of 2028. To the extent earned, 33.33% of the restricted stock units will vest on the date the Company determines the number of restricted stock units that are eligible to be earned for such quarter, and the remaining restricted stock units will vest in equal installments every three months thereafter, subject to the reporting person's continued service with the Company through each applicable vesting date. Any unearned portion of the PSUs are expected to expire on January 1, 2029. |
| 6 | Derivative | Performance-Based Restricted Stock Units | 2024-04-03 | A | A | 1,343,850 | $0.00 | 1,343,850 | D By ACI Investment Partners, LLC | — · — to — | 1,343,850 Class A Common Stock | (F2) Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any. (F6) Each PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) The PSUs will be earned in the form of restricted stock units based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter beginning with the fourth fiscal quarter of 2024 and ending with, and including, the fourth fiscal quarter of 2028. To the extent earned, 33.33% of the restricted stock units will vest on the date the Company determines the number of restricted stock units that are eligible to be earned for such quarter, and the remaining restricted stock units will vest in equal installments every three months thereafter, subject to the reporting person's continued service with the Company through each applicable vesting date. Any unearned portion of the PSUs are expected to expire on January 1, 2029. |