Form 4 for BE Bloom Energy Corp
Accepted 2024-04-17 00:00:00 ET · period of report 2024-04-15 · accession 0000950170-24-045166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-17 | 2024-04-16 | BE | SODERBERG SHAWN MARIE | See Remarks | S - Sale+OE | $9.86 | -8,963 | 168.0K | -5% | -$88.4K |
| DM | 2024-04-17 | 2024-04-15 | BE | SODERBERG SHAWN MARIE | See Remarks | M - OptEx | $0.00 | +24.1K | 172.8K | +16% | $0 |
| DM | 2024-04-17 | 2024-04-15 | BE | SODERBERG SHAWN MARIE | See Remarks | M - OptEx | $0.00 | -24.1K | 12.4K | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-16 | S | D | 8,963 | $9.86 | 168,003 | D | — | — | (F2) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.77 to $10.09. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2024-04-15 | M | A | 4,117 | $0.00 | 176,966 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-04-15 | M | A | 20,000 | $0.00 | 172,849 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2024-04-15 | M | D | 20,000 | $0.00 | 0 | D | — · — to — | 20,000 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F5) These RSUs are fully vested. |
| 5 | Derivative | Restricted Stock Units | 2024-04-15 | M | D | 4,117 | $0.00 | 12,354 | D | — · — to — | 4,117 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F6) The RSUs vested as to one-third of the shares on the one-year anniversary of the vesting commencement date, which was January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. |