Form 4 for SOWG Sow Good Inc.
Accepted 2024-04-17 00:00:00 ET · period of report 2024-04-15 · accession 0000950170-24-045197 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-04-17 | 2024-04-15 | SOWG | Goldfarb Ira | Executive COB, Dir, 10% | M - OptEx | $2.45 | +1.02M | 807.6K | New | +$2.52M |
| DM | 2024-04-17 | 2024-04-15 | SOWG | Goldfarb Ira | Executive COB, Dir, 10% | M - OptEx | $2.22 | +250.0K | 559.4K | +81% | +$556.0K |
| DM | 2024-04-17 | 2024-04-15 | SOWG | Goldfarb Ira | Executive COB, Dir, 10% | M - OptEx | $0.00 | -250.0K | 0 | -100% | $0 |
| DMI | 2024-04-17 | 2024-04-15 | SOWG | Goldfarb Ira | Executive COB, Dir, 10% | M - OptEx | $0.00 | -1.02M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-15 | M | A | 500,000 | $2.35 | 557,646 | I By Trust | — | — | (F2) Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee. |
| 2 | Common | Common Stock | 2024-04-15 | M | A | 187,500 | $2.50 | 1,057,646 | I | — | — | |
| 3 | Common | Common Stock | 2024-04-15 | M | A | 62,500 | $2.60 | 870,146 | I By IG Union Bower, LLC | — | — | (F3) Shares held by IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member. |
| 4 | Common | Common Stock | 2024-04-15 | M | A | 25,000 | $2.35 | 334,357 | D By Trust | — | — | (F1) Mr. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb. (F2) Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee. |
| 5 | Common | Common Stock | 2024-04-15 | M | A | 225,000 | $2.21 | 559,357 | D By Trust | — | — | (F1) Mr. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb. (F2) Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee. |
| 6 | Common | Common Stock | 2024-04-15 | M | A | 25,000 | $2.35 | 25,000 | I | — | — | |
| 7 | Common | Common Stock | 2024-04-15 | M | A | 125,000 | $2.60 | 682,646 | I By Trust | — | — | (F2) Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee. |
| 8 | Common | Common Stock | 2024-04-15 | M | A | 125,000 | $2.60 | 807,646 | I By Trust | — | — | (F2) Shares held by the Ira Goldfarb Irrevocable Trust for which Mr. Goldfarb is a trustee and holds a pecuniary interest, and shares held by Ira Goldfarb 2021 Declaration of Trust f/b/o Brett Steven Goldfarb, Ira Goldfarb 2021 Declaration of Trust f/b/o Alexandria Lexie Gutierrez and Ira Goldfarb 2021 Declaration of Trust f/b/o Ava Lauren Gutierrez, for which Mr. Goldfarb is a trustee. |
| 9 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 25,000 | $0.00 | 0 | D By IG Union Bower, LLC | $2.35 · 2022-04-08 to 2032-04-08 | 25,000 Common Stock | (F7) Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F6) Warrants purchased as joint tenants with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. (F9) Warrants purchased by the IG Union Bower, LLC of which Mr. Ira Goldfarb is the sole member. |
| 10 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 500,000 | $0.00 | 0 | I By Trust | $2.35 · 2022-04-08 to 2032-04-08 | 500,000 Common Stock | (F7) Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F8) Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest. |
| 11 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 25,000 | $0.00 | 0 | I By Trust | $2.35 · 2022-04-08 to 2032-04-08 | 25,000 Common Stock | (F7) Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F8) Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest. |
| 12 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 187,500 | $0.00 | 0 | I | $2.50 · 2023-04-25 to 2033-04-25 | 187,500 Common Stock | (F10) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. |
| 13 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 62,500 | $0.00 | 0 | I | $2.60 · 2022-08-23 to 2032-08-23 | 62,500 Common Stock | (F10) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. |
| 14 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 225,000 | $0.00 | 0 | D By Trust | $2.21 · 2021-12-31 to 2031-12-31 | 225,000 Common Stock | (F5) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes. (F6) Warrants purchased as joint tenants with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. (F8) Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest. |
| 15 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 125,000 | $0.00 | 0 | I By Trust | $2.60 · 2022-08-23 to 2032-08-23 | 125,000 Common Stock | (F10) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F8) Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest. |
| 16 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 125,000 | $0.00 | 0 | I By Trust | $2.60 · 2022-08-23 to 2032-08-23 | 125,000 Common Stock | (F10) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F8) Warrants purchased by the Ira Goldfarb Irrevocable Trust of which Mr. Ira Goldfarb is the trustee and holds a pecuniary interest. |