Form 4 for SOWG Sow Good Inc.
Accepted 2024-04-17 00:00:00 ET · period of report 2024-04-15 · accession 0000950170-24-045203 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-04-17 | 2024-04-15 | SOWG | BERMAN LYLE | Dir, 10% | M - OptEx | $2.46 | +617.5K | 623.4K | +10,466% | +$1.52M |
| DMI | 2024-04-17 | 2024-04-15 | SOWG | BERMAN LYLE | Dir, 10% | M - OptEx | $0.00 | -617.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-15 | M | A | 230,000 | $2.35 | 853,400 | I By Trust | — | — | (F1) The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. |
| 2 | Common | Common Stock | 2024-04-15 | M | A | 62,500 | $2.60 | 915,900 | I By Trust | — | — | (F1) The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. |
| 3 | Common | Common Stock | 2024-04-15 | M | A | 62,500 | $2.60 | 978,400 | I By Trust | — | — | (F1) The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. |
| 4 | Common | Common Stock | 2024-04-15 | M | A | 62,500 | $2.60 | 1,040,900 | I By Trust | — | — | (F1) The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. |
| 5 | Common | Common Stock | 2024-04-15 | M | A | 62,500 | $2.60 | 1,103,400 | I By Trust | — | — | (F1) The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. |
| 6 | Common | Common Stock | 2024-04-15 | M | A | 62,500 | $2.60 | 1,165,900 | I By Trust | — | — | (F1) The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. |
| 7 | Common | Common Stock | 2024-04-15 | M | A | 75,000 | $2.21 | 623,400 | I By Trust | — | — | (F1) The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest. |
| 8 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 62,500 | $0.00 | 0 | I By Trust | $2.60 · 2022-08-23 to 2032-08-23 | 62,500 Common Stock | (F6) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F4) Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. |
| 9 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 230,000 | $0.00 | 0 | I By Trust | $2.35 · 2022-04-08 to 2032-04-08 | 230,000 Common Stock | (F5) Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F4) Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. |
| 10 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 75,000 | $0.00 | 0 | I By Trust | $2.21 · 2021-12-31 to 2031-12-31 | 75,000 Common Stock | (F3) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes. (F4) Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. |
| 11 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 62,500 | $0.00 | 0 | I By Trust | $2.60 · 2022-08-23 to 2032-08-23 | 62,500 Common Stock | (F6) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F4) Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. |
| 12 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 62,500 | $0.00 | 0 | I By Trust | $2.60 · 2022-08-23 to 2032-08-23 | 62,500 Common Stock | (F6) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F4) Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. |
| 13 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 62,500 | $0.00 | 0 | I By Trust | $2.60 · 2022-08-23 to 2032-08-23 | 62,500 Common Stock | (F6) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F4) Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. |
| 14 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 62,500 | $0.00 | 0 | I By Trust | $2.60 · 2022-08-23 to 2032-08-23 | 62,500 Common Stock | (F6) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F4) Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee. |