Form 4 for SOWG Sow Good Inc.
Accepted 2024-04-17 00:00:00 ET · period of report 2024-04-15 · accession 0000950170-24-045206 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-17 | 2024-04-15 | SOWG | Goldfarb Claudia | CEO, Dir, 10% | M - OptEx | $2.22 | +250.0K | 311.0K | +410% | +$556.0K |
| DM | 2024-04-17 | 2024-04-15 | SOWG | Goldfarb Claudia | CEO, Dir, 10% | M - OptEx | $0.00 | -250.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-15 | M | A | 225,000 | $2.21 | 535,990 | D | — | — | (F1) Mrs. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. |
| 2 | Common | Common Stock | 2024-04-15 | M | A | 25,000 | $2.35 | 310,990 | D | — | — | (F1) Mrs. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. |
| 3 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 225,000 | $0.00 | 0 | D | $2.21 · 2021-12-31 to 2031-12-31 | 225,000 Common Stock | (F3) Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes. (F4) Warrants purchased as joint tenants with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. |
| 4 | Derivative | Warrant (Right to Buy) | 2024-04-15 | M | D | 25,000 | $0.00 | 0 | D | $2.35 · 2022-04-08 to 2032-04-08 | 25,000 Common Stock | (F5) Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes. (F4) Warrants purchased as joint tenants with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest. |