Form 4 for GAIA GAIA, INC
Accepted 2024-04-23 00:00:00 ET · period of report 2024-04-20 · accession 0000950170-24-047077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-23 | 2024-04-20 | GAIA | Colquhoun James | CEO, Dir | M - OptEx | $3.93 | +12.9K | 1.03M | +1% | +$50.8K |
| D | 2024-04-23 | 2024-04-20 | GAIA | Colquhoun James | CEO, Dir | M - OptEx | $0.00 | -12.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-20 | M | A | 12,931 | $3.93 | 1,033,203 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2024-04-20 | M | D | 12,931 | $0.00 | 0 | D | — · — to — | 1,033,203 Class A Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |