Form 4 for EQH Equitable Holdings, Inc.
Accepted 2024-05-03 00:00:00 ET · period of report 2024-05-02 · accession 0000950170-24-053027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-03 | 2024-05-02 | EQH | BERNSTEIN SETH P | See Remarks | M - OptEx | $20.81 | +122.7K | 241.1K | +104% | +$2.55M |
| D | 2024-05-03 | 2024-05-02 | EQH | BERNSTEIN SETH P | See Remarks | S - Sale+OE | $38.06 | -152.5K | 88.7K | -63% | -$5.80M |
| DM | 2024-05-03 | 2024-05-02 | EQH | BERNSTEIN SETH P | See Remarks | M - OptEx | $0.00 | -122.7K | 57.2K | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-02 | M | A | 65,446 | $18.74 | 183,923.97 | D | — | — | (F1) Includes Restricted Stock Units. |
| 2 | Common | Common Stock | 2024-05-02 | S | D | 152,473 | $38.06 | 88,659.97 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $38.0000 to $38.1400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) Includes Restricted Stock Units. |
| 3 | Common | Common Stock | 2024-05-02 | M | A | 57,209 | $23.18 | 241,132.97 | D | — | — | (F1) Includes Restricted Stock Units. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2024-05-02 | M | D | 57,209 | $0.00 | 0 | D | $23.18 · — to 2030-02-26 | 57,209 Common Stock | (F4) Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-05-02 | M | D | 65,446 | $0.00 | 57,209 | D | $18.74 · — to 2029-02-14 | 65,446 Common Stock | (F3) Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 14, 2020. |